Implementing MiFID II
Our recent SIO Forum event saw a lively debate around the interpretation and implementation of MiFID II regulations. Facilitated by a panel from HSBC and hosted by BNY Mellon, approximately 40 operations managers gathered to discuss market structure changes, permitted inducements, research unbundling and transaction reporting. What was clear from the event is that all organisations are facing similar challenges and there is still a degree of uncertainty which will make the 3rdJanuary go-live somewhat of a challenge. Slides are available on the downloads page of our website.